All done? now view our checklist below.
COMPLIANCE CHECKLIST
✓ Colour copy of Proof of ID for listedDirectors, e.g. Passport, Driving License, National ID card
✓ Source of Wealth – Last 3 months’ worth of bank statements, or latest full set of audited accounts
✓ Colour copy of Proof of ID for listed Shareholders, e.g. Passport, Driving License, National ID card
✓ Proof of Business – Example invoices, contracts or case studies showing the business operation and/or flow of funds
✓ Copy of Proof of Address for listed Directors, dated within the last 3 months e.g. Bank Statement or Utility Bill
✓ Copy of Proof of Address for listed Shareholders, dated within the last 3 months e.g. Bank Statement or Utility Bill
✓ Colour copy of Proof of ID for Authorized Signatories who are not a Director, e.g. Passport, Driving License, National ID card
✓ Certified copy of Group Structure Chart / Organogram
✓ Proof of Licensing or Regulation (for industry/jurisdictional requirements)
✓ Copy of Certificate of Incorporation and Memorandum & Articles of Association
✓ Copy of Proof of Address for the company or entity, dated within the last 3 months e.g. Bank Statement or Utility Bill
✓ Copy of Register of Shareholders and Register of Directors for entities within the group structure.
✓ Where a trust is involved, a copy of Trust Deeds (or relevant extract) showing the Secttlor, Trustee and Beneficiaries of the trust.
✓ Copy of Proof of ID for natural individual Settlors, Trustees and Beneficiaries of the trust.
✓ Copy of Certificate of Incorporation and Shareholder & Directors Registers for entity Settlors, Trustees and Beneficiaries.
✓ Copy of fund flow diagram / chart